All Compliance Week articles in Web Issue – Page 1132
-
ArticleGAO suggests supervisory improvements for bank regulators
Is there a better way for bank regulators to conduct their supervisory and remediation processes? Congress’ GAO developed a rundown of suggestions and best practices in a report released this week.
-
Article
Nissan to overhaul its governance structure
In a meeting this month, Nissan’s board of directors unanimously voted in favor of a transition from a company with statutory auditors to a company with three statutory committees.
-
ArticleCompanies House reforms to better protect U.K. companies from criminal activity
Companies House recently unveiled a substantial package of reforms that will do more to safeguard the personal data of business owners in an effort to offer U.K. companies greater protection from fraud.
-
ArticleFinCEN to financial institutions: Beware of Venezuelan money laundering
FinCEN recently alerted financial institutions of continued widespread public corruption in Venezuela and the methods Venezuelan senior political figures and their associates may use to move and hide proceeds of their corruption.
-
ArticleDOJ looks for robust internal audit, guidance says
Companies have new reasons to dial up internal audit in light of recent DOJ guidance on how its prosecutors should evaluate corporate compliance programs.
-
VideoClaire McCusker Murray on DOJ's compliance view
Justice Department Principal Deputy Associate Attorney General Claire McCusker Murray kicks off Compliance Week’s 2019 annual conference with a keynote discussing the Department’s emphasis on corporate enforcement policy and promotion and incentivization of corporate compliance. She also sheds light on recent reforms to the False Claims Act.
-
ArticlePhotos: Top Minds 2019 award ceremony
The members of the Top Minds Class of 2019 are presented their awards to cap Day 1 of Compliance Week’s annual conference in Washington D.C.
-
Article
PM May unveils plan for latest version of Brexit deal
U.K. Prime Minister Theresa May warned MPs if they don’t back the latest amended Withdrawal Agreement Bill, they will not vote on whether there should be a second Brexit referendum.
-
ArticlePhotos: CW2019 women’s luncheon
The women’s luncheon at CW2019 offered a space for attendees to discuss some of the most pressing issues in corporate compliance.
-
Article
GE shareholders still want new auditor, vote suggests
While the rancor appears to have softened a bit, General Electric shareholders are still signaling to the audit committee that they want a new auditor.
-
Article
Agio enhances SEC cyber-security mock audit service
Agio, a cyber-security and managed IT services provider for financial services, announced enhancements to its SEC cyber-security mock audit service.
-
Article
Compliance.ai, 360factors partner on regulatory change management
Regulatory intelligence provider Compliance.ai and GRC solutions firm 360factors announced a partnership designed to deliver a complete regulatory change and compliance management solution for credit unions and banking industry clients.
-
Article
Alvarez & Marsal adds two managing directors
Global professional services firm Alvarez & Marsal (A&M) announced the addition of Managing Directors Dave Cappellina and Rich Fogarty to its Disputes and Investigation practice.
-
Article
Skillsoft unveils new policy management tool
Corporate learning firm Skillsoft unveiled Skillsoft Certitude, a policy management, attestation, and assessment tool aimed at improving business processes and reducing risk.
-
Article
Deloitte, Relativity partner on e-communication monitoring
Deloitte announced the expansion of its partnership with Relativity to offer compliance and electronic communication monitoring application Relativity Trace.
-
ArticlePhotos: Compliance Week 2019
Inspiring keynotes, in-depth discussions, networking opportunities, Top Minds awards, and more highlight the sights from Compliance Week’s annual conference in Washington D.C.
-
ArticleU.K.’s Pensions Regulator getting serious about enforcement
Considered “feeble” no more, the United Kingdom’s Pensions Regulator is ramping up enforcement actions against individuals or organizations not in compliance with the law.
-
ResourceInsights on whistleblowers and internal reporting
Doing the right thing in the face of adversity isn’t always easy, but there’s no question whistleblowing is the ethical choice, whether it be via internal channels or straight to the Securities and Exchange Commission.
-
Article
EXL appoints chief compliance and ethics officer
IT service management company EXL appointed Sonila Pokharia as chief compliance and ethics officer.
-
Article
Gulfport Energy appoints general counsel
Gulfport Energy named Patrick Craine as general counsel and corporate secretary.