- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Venerable Holdings—a privately held company that owns and manages the legacy variable annuity business acquired from Voya Financial—has appointed Charles Schwartz as chief risk officer.
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AmeriTrust Group announced the promotion of Paul Johnson to chief risk officer to oversee the company's enterprise risk management efforts.
Whether you’re a multinational telecommunications company looking to certify your anti-corruption program post-settlement, or a biochemical company victimized by a “rogue” employee, seeing the light at the end of the enforcement tunnel isn’t always easy.
Bank of America avoided a monetary penalty in agreeing to settle charges with the Treasury Department’s Office of the Comptroller of the Currency but was ordered to shore up previously disclosed deficiencies in its Bank Secrecy Act/anti-money laundering (BSA/AML) and sanctions compliance programs.
