All United States articles – Page 67
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Blog
First Tech Federal Credit Union appoints first risk chief
First Tech Federal Credit Union announced the appointment of Jeff Prelle as its first chief risk officer.
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Blog
SEKO Logistics announces chief compliance officer
SEKO Logistics, a supply chain solutions provider, announced the promotion of Lila Landis to global chief compliance officer.
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Blizzard names global diversity officer
Blizzard Entertainment introduced Pamela Burga as its global diversity, equity, and inclusion officer.
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Blog
Keurig Dr Pepper promotes sustainability chief to head corporate affairs
Beverage company Keurig Dr Pepper promoted its Senior Vice President and Chief Sustainability Officer Monique Oxender to chief corporate affairs officer.
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News Brief
Ex-OneCoin compliance head pleads guilty to fraud role
The former head of legal and compliance at OneCoin pleaded guilty to fraud charges regarding her role in a cryptocurrency marketing scheme that generated more than $4 billion in sales and revenue.
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PremiumKPMG report forecasts heighted risk standards for banks in 2024
A new report from KPMG predicted the banking and financial services industries will be hit with unprecedented regulatory intensity in 2024, with regulators expecting compliance deficiencies to be addressed more thoroughly and quicker than ever before.
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News BriefReport: Morgan Stanley AML controls draw Fed scrutiny
The wealth management arm of Morgan Stanley is being probed by the Federal Reserve regarding the controls it has in place to prevent wealthy foreign customers from laundering money, according to a report from the Wall Street Journal.
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PremiumTPRM Summit: How to operate a risk-based due diligence program
A panel of experts broke down the nuts and bolts of integrating a risk-ranking strategy and tailored approach to third-party due diligence at CW’s virtual TPRM and Oversight Summit.
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Blog
Millennium Challenge Corporation appoints general counsel
The Millennium Challenge Corporation, an independent government agency, announced the hiring of Peter Jaffe as vice president, general counsel and corporate secretary.
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Blog
Celanese names general counsel
Chemical and specialty materials company Celanese Corp. named Ashley Duffie as senior vice president and general counsel.
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Blog
Cox Enterprises names chief compliance and privacy officer
Cox Enterprises announced Amber Hall has been named its chief compliance and privacy officer.
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Blog
IDEOlogy Health appoints chief compliance officer
Medical education company IDEOlogy Health announced the appointment of Sandra Park as general counsel and chief compliance officer.
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News BriefCFPB: Citi to pay $26M over Armenian American discrimination
Citi agreed to pay $25.9 million in fines and redress as part of a settlement with the Consumer Financial Protection Bureau addressing allegations the bank discriminated against credit card applicants identified as Armenian American.
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PremiumN.Y. law to pose hurdle for RIA’s off-channel comms supervision efforts
A New York state law that takes effect next year will make it more difficult for registered investment advisers in the state to conduct proactive testing for violations of their firms’ off-channel communication policies.
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News BriefFCPA opinion tackles government-authorized payments
A new Foreign Corrupt Practices Act review by the Department of Justice offers an example of when stipends paid to foreign government personnel would not be considered a violation of the anti-bribery provisions of the law.
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PremiumDue diligence in China: Mitigating arrest, detention risks
Lack of transparency around how to remain within the legal bounds of China’s national security laws has heightened companies’ concerns regarding performing on-site due diligence in the country.
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News BriefGE Aerospace to pay $9.4M in DOJ false claims case
GE Aerospace, an operating division of General Electric, agreed to pay more than $9.4 million as part of a settlement with the Department of Justice addressing allegations the company sold parts to the U.S. military without proper inspections or specifications.
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News BriefCFPB proposes expanded oversight of nonbank companies
The Consumer Financial Protection Bureau is seeking greater authority to supervise the activities of companies that offer services like digital wallets and payment apps on par with how the agency oversees large banks, credit unions, and other financial institutions.
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PremiumBiden AI executive order tips hand on areas of regulation focus
It’s all hands on deck at the White House to put into motion the dozens of directives in President Joe Biden’s executive order on artificial intelligence, according to Nik Marda, chief of staff for the Technology Division in the Office of Science and Technology Policy.
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News BriefCFTC touts record digital asset results in FY23 enforcement recap
The Commodity Futures Trading Commission solidified its view that it should be a primary regulator of cryptocurrencies with a record amount of cases regarding the digital asset space in fiscal year 2023.