All United States articles – Page 58
-
PremiumNeed to know: FinCEN beneficial ownership information reporting
Many reporting companies are still unsure whether their organization is required to file beneficial ownership information with the Financial Crimes Enforcement Network or are completely unaware of the new requirements. For those with questions, we have answers.
-
News BriefMoffitt Cancer Center cooperation lauded in $20M DOJ false claims case
H. Lee Moffitt Cancer Center & Research Institute Hospital agreed to pay nearly $20 million as part of a settlement with the Department of Justice addressing alleged violations of the False Claims Act for improperly billing federal healthcare programs.
-
PremiumCompliance lessons from Rite Aid facial recognition case
The Federal Trade Commission was clear in its recent enforcement action against Rite Aid regarding its expectations for companies using facial recognition technology or any biometric security or surveillance systems.
-
News BriefBinance.US names new chief compliance officer
Cryptocurrency trading platform Binance.US, an affiliate independent of its embattled parent company, announced the appointment of Lesley O’Neill as chief compliance officer.
-
PremiumEthical compliance for facial recognition technology
The lack of clear regulations and guidelines for the ethical use of facial recognition technology further exacerbates concerns of discriminatory practices and potential infringements on human rights.
-
News BriefSEC’s Uyeda sworn in for second commissioner term
The Securities and Exchange Commission announced Mark Uyeda will serve a second term as commissioner through 2028.
-
Blog
LuxUrban Hotels promotes general counsel, CCO to corporate secretary
LuxUrban Hotels announced the promotion of Matthew Ulmann, its general counsel and chief compliance officer, to corporate secretary.
-
Blog
Trident United Way recruits Fetter Health CCO as chief impact officer
Social services organization Trident United Way announced the appointment of Fetter Health Network Chief Operations and Compliance Officer Natasha Chatman as its chief impact officer.
-
Blog
NB Tech Acquisitions announces chief compliance officer
Newport Beach Tech Acquisitions announced Savanna Spieckerman was appointed chief compliance officer.
-
Blog
LCPtracker appoints chief legal officer
Prevailing wage and construction site compliance solutions provider LCPtracker announced the appointment of Mick Galvin as chief legal officer.
-
Blog
Harpoon Therapeutics adds legal chief
Harpoon Therapeutics announced the appointment of James Bucher as chief legal officer.
-
Blog
Olympus names global general counsel
Medical technology company Olympus announced the appointment of Neil Boyden Tanner as global general counsel.
-
Blog
Vista Equity Partners promotes legal, compliance chiefs to senior managing director
Investment firm Vista Equity Partners announced the promotions of Chief Compliance Officer Gwen Reinke and Chief Legal Officer Alan Schwartz to senior managing director.
-
News BriefCMMC implementation plan takes shape in proposed rule
The Department of Defense released for comment a proposed rule setting guidelines for implementation of the Cybersecurity Maturity Model Certification program.
-
News BriefNYDFS issues guidance for responding to climate-related risks
The New York State Department of Financial Services issued guidance to regulated banking and lending institutions on managing material financial and operational risks related to climate change.
-
Blog
Disney general counsel named chief legal officer
The Walt Disney Company announced Senior Executive Vice President, General Counsel and Chief Compliance Officer Horacio Gutierrez will be its senior executive vice president, chief legal and compliance officer.
-
Blog
Bumble chief legal and compliance officer to resign
Online dating app Bumble announced its chief legal and compliance officer and secretary, Laura Franco, has decided to resign.
-
Blog
Chime adds chief compliance officer
Financial technology company Chime welcomed Shara Chang as chief compliance officer.
-
Blog
Wood Group names Nabors CCO as group general counsel
Scotland-based consulting and engineering company John Wood Group announced Michael Rasmuson will join as group general counsel.
-
News BriefLPL Financial fined $5.5M by FINRA over transaction supervision lapses
Independent broker-dealer LPL Financial agreed to pay more than $6 million as part of a settlement with the Financial Industry Regulatory Authority addressing alleged supervision failures regarding direct business transactions and the suitability of switch transactions.