All United States articles – Page 51
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News Brief
JPMorgan fined $348M by OCC, Fed over trade surveillance lapses
JPMorgan Chase will pay $348.2 million in fines to settle allegations laid by two federal banking regulators that it failed to adequately monitor trading and order activity.
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PremiumThe auditor’s role in supply chain due diligence
Although compliance should be the company’s primary responsibility, auditors have become the last line of defense and are getting pressured and blamed for supply chain issues, including instances of child labor. Is this expected to become the normal for the profession?
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PremiumStudy: Climate transition impact reporting still lacking
Large polluters are failing to account for climate change impact and adaptation, but policymakers need to harmonize disclosure requirements to drive coherent action.
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Blog
CVC announces chief legal and compliance officer
Global alternative investment manager CVC welcomed Brechje van der Velden as chief legal and compliance officer and partner.
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Blog
Excel Services Corporation announces general counsel
Consulting firm Excel Services Corp. announced Brian Meadors joined as general counsel.
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Blog
University of La Verne names general counsel
The University of La Verne in California announced the appointment of Hima Vatti as general counsel.
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PremiumU.S. banking regs mulling enhanced operational resiliency frameworks
Acting Comptroller of the Currency Michael Hsu said federal banking agencies are considering enhancements to their operational resiliency requirements for member banks.
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News BriefDOJ joins SEC in probing ADM accounting practices
ADM disclosed the Department of Justice joined the Securities and Exchange Commission in probing the food processing company’s accounting practices.
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Blog
PURE Insurance appoints chief risk officer
Privilege Underwriters and the affiliated companies of the PURE Group of Insurance Companies announced Dea Malollari was promoted to chief risk officer.
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Blog
Reichman Jorgensen Lehman & Feldberg adds general counsel
Reichman Jorgensen Lehman & Feldberg, a majority women-owned trial boutique, announced Quinn Johnson joined the firm as partner and general counsel.
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Blog
GEICO recruits legal chief from Wells Fargo
Insurance giant GEICO announced Tangela Richter joined the company as chief legal officer.
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Blog
FibroBiologics names general counsel
Biotechnology company FibroBiologics announced the appointment of Ruben Garcia as general counsel.
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Blog
SMBC appoints Americas chief risk officer
Sumitomo Mitsui Banking Corp. announced the appointment of Mark Corteil as chief risk officer for the Americas division.
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News BriefArgus to pay $37M in DOJ case over misused regulator data
Economic data and research firm Argus Information and Advisory Services agreed to pay $37 million to settle charges from the Department of Justice alleging misuse of data obtained through federal regulatory contracts.
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News BriefFord to pay $365M in DOJ deal for evading customs tariffs
Ford Motor Co. agreed to pay $365 million to settle charges levied by the Department of Justice that the automaker purposefully dodged import duties for years by mislabeling and undervaluing hundreds of thousands of cargo vans it brought into the United States from Turkey.
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PremiumDOL seeking more authority in crackdown on child labor violations
The Department of Labor has stepped up its enforcement of child labor law amid a concerning rise in child labor exploitation, yet the agency acknowledges its resources are not great enough to be a significant deterrent for such misconduct.
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News Brief
FTC restores bipartisan balance with Ferguson, Holyoak confirmations
The appointments of two new commissioners on the Federal Trade Commission were confirmed, with the Democratic-led agency welcoming Republicans Andrew Ferguson and Melissa Holyoak.
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PremiumChild labor violations are on the rise in U.S. Are they in your supply chain?
The compliance community has not been spending time addressing a problem mistakenly thought to be a rarity: The proliferation of child labor violations occurring in the United States.
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Blog
Realworld Asset Group names general counsel
Real estate investment company Realworld Asset Group appointed Derrick Grüner as chief capital markets officer and general counsel.
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Blog
Flotek adds general counsel
Flotek Industries, a green chemical and data analytics company, announced it appointed Amy Blakeway as senior vice president, general counsel.