All United States articles – Page 47
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News BriefBoeing fined $51M over export control violations
Aerospace giant Boeing will pay a $51 million civil penalty to the State Department to resolve alleged export control violations related to unauthorized transfers and retransfers of technical data to foreign-person employees and contractors.
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News BriefHG Vora fined $950K for beneficial ownership disclosure failures
New York-based investment adviser HG Vora Capital Management agreed to pay $950,000 to settle charges levied by the Securities and Exchange Commission alleging failure to report beneficial ownership regarding its stake at trucking transport company Ryder System.
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News BriefSEC charges Lordstown Motors with misleading EV investors
Bankrupt electric vehicle maker Lordstown Motors Corp. agreed to pay disgorgement of $25.5 million to settle charges from the Securities and Exchange Commission over alleged materially false and misleading statements regarding its flagship truck.
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PodcastCW National 2024 preview: Former Albemarle CCO on FCPA case lessons
Andrew McBride, former chief risk and compliance officer at chemical company Albemarle Corp., joins the Compliance Week podcast with Aaron Nicodemus to preview his session at CW’s National Conference in Washington, D.C.
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News BriefChemours places senior execs on leave over accounting review
Chemours announced it placed its chief executive officer, chief financial officer, and principal accounting officer on leave pending completion of an internal review into potential material weaknesses in its internal control over financial reporting.
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News BriefADM delays annual report filing amid ICFR assessment
ADM disclosed it will be late in filing its annual report for 2023 as it continues to investigate potential accounting improprieties regarding its nutrition reporting segment.
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News BriefGreen Dot estimates up to $50M in liabilities over proposed Fed order
Financial technology firm Green Dot Corp. estimated a pending consent order with the Federal Reserve Board will require a payment of between $20 million to $50 million.
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Blog
Constellis names chief legal and compliance officer
Risk management and security solutions provider Constellis announced Olivia Fines was appointed to serve as chief legal and compliance officer.
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Blog
RumbleOn announces legal chief
RumbleOn, a retailer of powersports vehicles, announced the appointment of Brandy Treadway as senior vice president and chief legal officer.
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Premium‘AI washing’: What is it and why regulators are on watch
Federal agencies, including the Securities and Exchange Commission, Department of Justice, and Federal Trade Commission, are taking every opportunity to warn firms that how they use—and represent their use of—artificial intelligence could result in violations.
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News BriefNYAG lawsuit: JBS misleading public with sustainability claims
Two U.S. subsidiaries of Brazilian meat processing company JBS are the subject of a lawsuit filed by the New York attorney general accusing the businesses of using misleading statements and marketing regarding their environmental commitments.
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News BriefNYDFS fines Gemini $37M over compliance failures
The New York State Department of Financial Services fined cryptocurrency exchange Gemini Trust Company $37 million over alleged compliance failures related to lapses in safety and soundness.
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News BriefTreasury touts AI-enabled fraud recoveries totaling $375M
The Treasury Department announced its success using artificial intelligence to track down instances of check fraud—a potential preview of the results that might come if the agency applies AI in other enforcement-related circumstances.
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Blog
Music Reports names general counsel
Music rights administration platform Music Reports announced Bill Colitre will be its chief operating officer and general counsel.
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Blog
SAFCO welcomes compliance VP, general counsel
Southern Auto Finance Company announced the appointment of Marissa Kaliman as vice president of compliance and general counsel.
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Blog
Tilson appoints chief legal officer
Network development and information infrastructure services firm Tilson announced the appointment of Tim Schneider to chief legal officer.
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Blog
Arctic Glacier announces first general counsel
Arctic Glacier, a manufacturer and distributor of ice products and services, announced the appointment of Travis Bonnell as its first general counsel.
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News BriefBiden executive order to target commercial data broker activities
A new executive order seeks to put clamps on the sale of Americans’ personal data by data brokers and other companies to certain countries found to be of national security concern.
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Blog
Zions Bancorporation appoints general counsel
Zions Bancorporation announced Rena Miller will take over as general counsel.
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Blog
Revelstoke Capital Partners names CCO as partner
Private equity firm Revelstoke Capital Partners announced Blake Bennett will serve as partner, chief financial officer and chief compliance officer.