All United States articles – Page 41
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Blog
Gamida Cell chief compliance officer to depart
Cell therapy company Gamida Cell announced General Counsel and Chief Compliance Officer Josh Patterson will depart the company.
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Standard Insurance Company names chief risk officer
Standard Insurance Company announced Lauren Canfield, assistant vice president and actuary in actuarial transformation, will become vice president, corporate actuary and chief risk officer.
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Olympus Corporation of the Americas announces general counsel
Optical technology manufacturer Olympus Corporation of the Americas announced David Gomez was promoted to corporate general counsel.
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Mercy names new legal chief
Healthcare system Mercy named Jennifer Brown chief legal officer and senior vice president.
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NewtekOne hires chief risk officer
Financial holding company NewtekOne announced it hired Taylor Quinn as senior vice president, chief risk officer for NewtekOne and Newtek Bank, N.A.
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News BriefEbix: SEC probe into short seller claims closed
Ebix announced the Securities and Exchange Commission closed an investigation into allegations against the software company’s accounting practices raised in a short seller report.
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PremiumCW2024 keynote tackles fundamentals of fraud detection
“If you want to start to know who’s lying to you, all you got to do is pay attention differently,” advised body language expert Traci Brown during her opening keynote at Compliance Week’s 2024 National Conference.
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PremiumDOJ commodities trader FCPA sweep offers lessons in cooperation
The value the Department of Justice places on cooperation can be measured by studying penalties and agreements resulting from the agency’s long-running investigation into bribery and corruption by oil traders operating in Latin America and Africa.
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News BriefDOJ antitrust scrutiny pushes out 2 WBD board directors
Two directors on the board at media giant Warner Bros. Discovery resigned after the Department of Justice raised antitrust concerns regarding their similar positions on the board of Charter Communications.
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News BriefAT&T: Data leak exposed info of 73M customers onto dark web
AT&T said personal account data on approximately 73 million current and former customers was released on the dark web two weeks ago but has not yet identified when and where the breach occurred.
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Ausdal Financial Partners welcomes general counsel
Securities broker-dealer Ausdal Financial Partners announced Dan Hetzel as its new general counsel.
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WHY Brands hires general counsel
WHY Brands, a portfolio of lifestyle brands and businesses, announced the appointment of Joseph Berkowitz as general counsel and corporate secretary.
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Kindbody adds first chief compliance officer
Fertility clinic network Kindbody announced the appointment of Tim Springer as its first chief compliance officer.
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SIGA Technologies names general counsel
SIGA Technologies, a commercial-stage pharmaceutical company focused on health security and infectious diseases, announced the appointment of Larry Miller as general counsel.
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PremiumCBP stats show persistent problem areas under UFLPA
It’s been nearly two years since the Uyghur Forced Labor Prevention Act took effect, and as enforcement statistics and recent reports demonstrate, many businesses are still not adequately vetting their supply chains.
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News BriefEricsson: Monitor certified anti-corruption program post-FCPA settlement
Swedish telecommunications company Ericsson announced its independent monitor appointed by the Department of Justice certified its compliance program satisfies the requirements ordered by the U.S. agency following its 2019 Foreign Corrupt Practices Act settlement.
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News BriefTreasury report identifies AI use ‘capability gap’ between large, small FIs
A Treasury Department report assessing the use of artificial intelligence tools by the financial sector identified a “growing capability gap” in in-house AI use between large and small financial institutions.
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News BriefPwC fined $2.75M by PCAOB for independence process breakdowns
Big Four audit firm PwC was assessed a $2.75 million penalty by the Public Company Accounting Oversight Board for failures in its auditor independence processes related to a 2018 engagement.
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News BriefSEC to review registrants’ preparation for next-day trade settlements
The Securities and Exchange Commission wants broker-dealers and certain clearing agencies to know the expectations for the reduction of the settlement cycle for national and international trades from two business days after the trade date to one day.
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News BriefGamma Healthcare, owners to pay $13.6M in DOJ false claims case
Missouri-based Gamma Healthcare and three of its owners agreed to pay approximately $13.6 million to settle charges levied by the Department of Justice of violating the False Claims Act by improperly billing Medicare for tests that were not ordered or medically necessary.