All United States articles – Page 136
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ArticleOFAC designates steel giant MMK in latest Russian sanctions
The Office of Foreign Assets Control designated Magnitogorsk Iron and Steel Works, one of the world’s largest steel-producing companies, as part of its latest round of sanctions against Russia in response to the country’s invasion of Ukraine.
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MUFG appoints chief risk officer for American subsidiaries
Mitsubishi UFJ Financial Group, the largest bank in Japan, announced the appointment of Denis McHugh as chief risk officer for MUFG Securities Americas and market risk management officer for MUFG Americas Holdings, effective Aug. 30.
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Synovus Financial appoints chief risk officer
Synovus Financial announced the appointment of Shellie Creson as chief risk officer.
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Centivo adds general counsel
Centivo, a health plan for self-funded employers, announced the appointment of Tara Johnson as general counsel.
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SEC appoints Anthony Thompson to second term on PCAOB
The Securities and Exchange Commission announced the appointment of Anthony Thompson to a second term on the Public Company Accounting Oversight Board.
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ArticleRobinhood Crypto fined $30M for AML, cybersecurity failures
Robinhood Crypto agreed to pay a $30 million fine to the New York State Department of Financial Services for “significant failures” in its Bank Secrecy Act/anti-money laundering and cybersecurity compliance programs.
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FanDuel promotes CCO to chief legal, compliance officer
Online gaming company FanDuel announced the promotion of Carolyn Renzin to chief legal and compliance officer.
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Judge: Ex-JPMorgan compliance exec’s retaliation claims credible for trial
A jury could conclude allegations made by a former JPMorgan Chase compliance executive who said she was fired for blowing the whistle have merit, a federal judge ruled.
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ArticleU.S. Bank fined $37.5M over fake accounts scheme
U.S. Bank agreed to pay a $37.5 million fine and to return fees charged to customers related to the bank’s alleged opening of accounts and access of credit reports without their permission, the Consumer Financial Protection Bureau announced.
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Warner Bros. Discovery names chief global DEI officer
Warner Bros. Discovery announced the appointment of Asif Sadiq as chief global diversity, equity, and inclusion officer.
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DermTech appoints chief compliance officer
Biotechnology research firm DermTech announced the appointment of Jennifer Eilemberg as chief compliance officer.
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ArticleJPMorgan, UBS among 3 fined by SEC over ID theft programs
The Securities and Exchange Commission separately settled charges with three financial institutions that each allegedly failed to provide reasonable policies and procedures to identify relevant red flags of customer identity theft.
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ArticleBritish American Tobacco reserves $545M for U.S. sanctions settlement
British American Tobacco disclosed it has set aside £450 million (U.S. $545 million) for the resolution of an investigation into apparent sanctions violations by two U.S. agencies.
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Microsoft’s chief environmental officer to leave for private equity firm
Microsoft’s Chief Environmental Officer Lucas Joppa announced he will depart the company after more than 12 years to join a private equity firm.
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IDIQ names chief compliance officer
IDIQ, an identity theft protection and credit reporting monitor, announced the appointment of Beth Cheeseman Kearney as general counsel and chief compliance officer.
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Versant Health appoints chief compliance and privacy officer
Versant Health, a national managed vision care company and wholly owned subsidiary of MetLife, announced the appointment of Hayley Ellington-Buckles as chief compliance and privacy officer.
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BHG Financial names chief compliance officer
BHG Financial announced the appointment of Matt Ondus as chief compliance officer.
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ArticleWawa to pay states $8M for data security failures in 2019 breach
East Coast convenience store chain Wawa agreed to pay $8 million in a settlement with a coalition of seven attorneys general over its 2019 data breach that exposed the debit and credit card information of approximately 34 million payment cards.
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ArticleNew environmental, social issues made for ‘unprecedented’ 2022 proxy season
Companies across many industries were kept on their toes during the 2022 proxy season, with shareholders filing an extraordinary number of proposals pertaining to a broad array of environmental and social issues.
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Freddie Mac names chief compliance officer
Freddie Mac announced the appointment of Dennis Hermonstyne Jr. as senior vice president and chief compliance officer, effective Sept. 19.