All United States articles – Page 13
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PremiumChinese regulators impose six-month ban, $62M fine on PwC’s China unit
Chinese authorities banned PwC’s Chinese unit from performing audits in the country for six months, labeling the subsidiary’s flawed audit work as complicit in the failure of giant property developer Evergrande.
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News BriefSEC charges three Medly execs with fraud for investment scheme
Former executives of Medly, an online pharmacy that is now shuttered, have been charged by the Securities and Exchange Commission with defrauding investors.
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News BriefWells Fargo agrees with OCC to shore up BSA/AML, sanctions program deficiencies
The Treasury Department’s Office of the Comptroller of the Currency ordered Wells Fargo to make “comprehensive corrective actions” to its Bank Secrecy Act/anti-money laundering and U.S. sanctions programs, along with receive permission from the OCC to offer new products and services or enter new geographic markets with “medium or high” ...
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News BriefCFPB orders TD Bank to pay $28M for sending false info to credit agencies
TD Bank has been ordered to pay $27.7 million and implement compliance measures, for providing inaccurate, negative credit information to credit agencies about tens of thousands of its customers and taking too long to fix the errors, the Consumer Financial Protection Bureau said.
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PremiumNorfolk Southern fires CEO, CLO for affair that violated company policies
Norfolk Southern Corp., the railroad still cleaning up the environmental and financial damages caused when one of its trains derailed in a small Ohio town, has fired its top executive and chief legal officer after concluding they had an affair that violated company policies.
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Sabert adds sustainability chief
Sabert Corporation, a leading global manufacturer of innovative and sustainable food packaging solutions, announced the appointment of Richa Desai as chief sustainability and strategy officer.
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Figure Technology Solutions names first CLO
Figure Technology Solutions announced the appointment of Ronald Chillemi as its first chief legal officer and corporate secretary.
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Everlaw welcomes chief legal officer
Everlaw, a cloud-native ediscovery solution, announced the appointment of Gloria Lee to the position of chief legal officer.
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TriNet announces chief legal officer
Human resources solutions provider TriNet announced the appointment of Sidney Majalya as senior vice president, chief legal officer and secretary, effective Sep. 16.
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Aircastle appoints chief risk officer
Aircastle Limited, which acquires, leases and sells commercial jet aircraft to airlines, appointed David Odlum as chief risk officer, effective Dec. 1.
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News BriefBarr speech signals Fed to rework capital rules after pressure from industry
Facing intense pressure from the banking industry, the Federal Reserve Board may scale back two controversial rule proposals aimed at reducing risks of bank failures in the event of a market downturn.
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Ally adds legal chief
Ally Financial announced Hope Mehlman will join the company as chief legal and corporate affairs officer, effective Dec. 2.
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PNC names new general counsel
The PNC Financial Services Group announced that Laura Long will be its new general counsel.
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The Royalty Network appoints general counsel
Music publishing company The Royalty Network announced the appointment of Daniel Abowd as its new president & general counsel.
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Match Group names legal chief
Digital technologies’ provider Match Group announced the appointment of Sean Edgett as chief legal officer & secretary, effective Sep. 23.
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Nium names compliance chief
Cross-border payments’ firm Nium announced that Philip Doyle joined as chief compliance officer.
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Link Logistics announces GC
Link Logistics, operator of last-mile logistics real estate, announced the appointment of Shannon Jensen as executive vice president and general counsel.
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News BriefCommerce Dept. unveils new supply chain risk assessment tool
The U.S. Department of Commerce unveiled a diagnostic supply chain risk assessment tool, which will “utilize a comprehensive set of indicators to assess structural supply chain risk across the U.S. economy,” the agency said.
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News BriefJohn Deere to pay $10M to settle FCPA violations by subsidiary in Thailand
Illinois-based manufacturer John Deere will pay approximately $10 million in penalties and disgorgement to the Securities and Exchange Commission for violating the Foreign Corrupt Practices Act with bribes paid by a Thai subsidiary.