All United States articles – Page 113
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Blog
Binance recruits chief compliance officer from Gemini
Cryptocurrency exchange Binance continued its streak of recruiting compliance professionals from rival companies by appointing former Gemini Chief Operating Officer Noah Perlman as global chief compliance officer.
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Blog
Quantum Energy Partners names chief compliance officer
Quantum Energy Partners, a financial services firm serving the energy industry, announced the appointment of Sharmin Beacco as chief compliance officer.
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Mars names DEI director for North America
Candy and snacks manufacturer Mars announced the appointment of Flavia Moreira as diversity, equity, and inclusion director for North America.
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News BriefRoadrunner avoids $9.6M in penalties in SEC accounting fraud case
Roadrunner Transportation Systems avoided further penalties regarding allegations of accounting fraud after the Securities and Exchange Commission deemed a $20 million class-action settlement agreed to in 2019 returned any ill-gotten gains.
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Biden taps vice chair of Fed for economics post
President Joe Biden announced the appointment of Vice Chair of the Federal Reserve Lael Brainard as director of the National Economic Council.
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News Brief
Spacelabs Healthcare to pay $2.5M over VA contract false claims
Spacelabs Healthcare agreed to pay $2.5 million as part of a settlement with the Department of Justice resolving allegations it overcharged the U.S. Department of Veterans Affairs for medical devices.
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Blog
PlayAGS names chief legal officer
PlayAGS, a supplier of table, slot, and interactive gaming products, announced the appointment of Robert Ziems as chief legal officer.
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LendKey promotes general counsel to chief legal officer
LendKey, an online student loan marketplace, announced the promotion of David Mark to chief legal officer and head of regulatory compliance.
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Catalent appoints general counsel, chief compliance officer
Catalent, a pharmaceuticals manufacturer and consumer health products company, announced the appointment of Joseph Ferraro as senior vice president, general counsel, chief compliance officer, and secretary.
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PremiumComerica pressured over handling of government program fraud claims
Comerica Bank has been battling allegations for years of mishandled fraudulent transactions in violation of U.S. federal banking laws. A series of class-action lawsuits against the bank recently certified by a federal district court judge provide scope into the alleged failings.
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Zendesk recruits compliance head from Snap
Hemma Lomax, the former senior corporate counsel of integrity and compliance at Snap, announced she will be departing the social media company to head compliance at Zendesk.
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News BriefJudge rules against adding compliance monitor in Boeing DPA
A federal judge in Texas ruled against a request by the families of those killed in two Boeing 737 MAX crashes to alter the terms of a 2021 deferred prosecution agreement between the company and the Department of Justice to add an independent compliance monitor.
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News BriefCPPA seeking comment on cybersecurity audit, risk assessment rule adds
The California Privacy Protection Agency is seeking comment on privacy rules requiring certain large businesses to conduct annual cybersecurity audits and risk assessments if the state believes they are placing consumer data at risk.
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POSaBIT appoints chief compliance officer
POSaBIT Systems Corp., a financial technology company serving the cannabis industry, announced the appointment of Sarah Mirsky-Terranova as chief compliance officer.
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TuSimple promotes deputy GC to general counsel
Autonomous driving technology company TuSimple announced the promotion of Deputy General Counsel and Corporate Secretary Evan Dunn to general counsel.
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News BriefBanking regs set 2023 stress test scenarios
Banking regulators unveiled new stress test requirements for the largest financial institutions, including a series of hypothetical global market shocks six banks will be required to face.
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News BriefKraken to pay $30M for unregistered crypto ‘staking’ product
The Securities and Exchange Commission slapped $30 million in penalties and fees on cryptocurrency exchange Kraken, part of the agency’s ongoing pushback against unregistered crypto products.
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News BriefSens press telehealth firms on alleged sharing of patient data for ads
A bipartisan group of senators is leaning on three telehealth firms accused of tracking and sharing patients’ sensitive personal information with advertising platforms like Google and Facebook.
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News BriefSociete Generale says SEC probing employee off-channel comms
French bank Société Générale is the latest financial institution to be swept up in U.S. regulators’ crackdown on the use of personal cellphones and private apps by employees to conduct official business.
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Avantax appoints chief compliance officer
Avantax, a tax consulting service, announced the appointment of Melissa Loner as vice president and chief compliance officer.