All United States articles – Page 111
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Blog
Loopio appoints first general counsel
Software company Loopio announced the appointment of Neetu Toor as its first general counsel.
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News Brief
SEC commissioners question best execution ruling in Huntleigh Advisors case
Huntleigh Advisors and affiliate Datatex Investment Services agreed to pay $893,502 to settle charges laid by the Securities and Exchange Commission regarding failure to disclose conflicts of interest to their advisory clients over eight years.
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News BriefStanley Black & Decker discloses potential FCPA violations
Stanley Black & Decker voluntarily disclosed to the Department of Justice and Securities and Exchange Commission its international division might have violated the Foreign Corrupt Practices Act.
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PremiumAsk a CCO: Roles in data privacy compliance efforts
Four senior compliance practitioners share their roles in ensuring data privacy compliance at their respective companies and the other departments that support their efforts.
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PremiumCongress or FTC? What about SEC? Where U.S. federal privacy legislation efforts stand in 2023
As more state laws hit the books, businesses are more adamant than ever Congress needs to pass a federal data privacy law. If lawmakers don’t rise to the occasion, which government agency might?
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News BriefQualtrics discloses ICFR weakness in IT controls
Software company Qualtrics disclosed the discovery of a material weakness in its internal control over financial reporting for the 2022 fiscal year.
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News BriefProbe into Goldman Sachs’ credit card practices expands
Goldman Sachs Group disclosed more regulators—beyond the Consumer Financial Protection Bureau—are investigating its credit card account management practices.
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PremiumBest practices for navigating changing U.S. data privacy landscape
With five new or amended state laws set to hit the books in 2023, companies would be wise to ensure their data privacy compliance house is in order—and start preparing for the next wave of legislation.
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PremiumAsk a CCO: Plan for complying with varied U.S. privacy laws
Four senior compliance practitioners detail steps their respective companies are taking to confront the expanding U.S. data privacy legislation landscape.
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Premium‘This is where we are now’: Cyber environment calls for continuous monitoring
Securing your organization’s private data when vendors have access to it means managing relationships from beginning to end, panelists at CW’s virtual Cyber Risk and Data Privacy Summit agreed.
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Blog
ScanSource names chief legal officer
ScanSource, an information technology services and consulting company, announced the appointment of Shana Cochrane Smith as senior executive vice president and chief legal officer.
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Blog
CBRE adds ex-Microsoft environmental head as chief sustainability officer
Commercial real estate and investment firm CBRE Group announced the appointment of Robert Bernard as chief sustainability officer and senior vice president, client sustainability solutions.
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Blog
Marqeta recruits chief legal officer from Blend
Card issuing platform Marqeta announced the appointment of Crystal Sumner as chief legal officer.
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News BriefOFAC imposes new sanctions to mark anniversary of Russia’s Ukraine invasion
The Office of Foreign Assets Control unveiled a slew of new sanctions against financial services firms and individuals that either support Russia’s war effort or have been judged to be undermining existing U.S. sanctions.
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PremiumHHS proposal aims to ‘shine a light’ on nursing home ownership
It is still too early in the rulemaking process to know what will be included in the Biden administration’s final rule on transparency of nursing home ownership, but there are some steps facilities can take to prepare, according to experts.
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News BriefCornerstone Healthcare Group to pay $21.6M over false claims
Cornerstone Healthcare Group will pay more than $21.6 million to settle allegations it filed false claims to Medicare by inflating the cost of services, billing for unauthorized services, and other violations initially brought forward by a whistleblower.
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OpinionLessons in cybersecurity: Control the breach narrative
Recent botched data breach responses at Activision Blizzard and GoDaddy prompt timely consideration of communication best practices shared by cybersecurity experts at CW’s virtual Cyber Risk & Data Privacy Summit.
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News BriefDOJ publishes voluntary self-disclosure policy for corporations
The Department of Justice codified a new policy regarding the voluntary self-disclosure of corporate misconduct, following recent announcements on the updates by agency officials.
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PremiumChatGPT comes with compliance caveats, experts warn
There are downsides to every new technology, and artificial intelligence and machine learning are no exception. Experts discussed the importance for compliance professionals to understand the risks of such tools at CW’s virtual Cyber Risk & Data Privacy Summit.
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Blog
Five Star Bank appoints chief risk officer
Financial Institutions Inc., the parent company of Five Star Bank, announced the appointment of Gary Pacos as chief risk officer.