All U.K. Financial Conduct Authority articles – Page 4
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Blog
Financial Conduct Authority seeks views on AML supervision
The Financial Conduct Authority has launched a consultation regarding the government-proposed Office for Professional Body AML Supervision, which sets out draft expectations about how professional body supervisors can meet their AML supervision obligations.
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Blog
Financial Conduct Authority fines compliance officer for pension transfer failings
The U.K. Financial Conduct Authority fined a compliance oversight officer £75,000 for failing to exercise due skill, care, and diligence concerning pension transfer failings.
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