- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-02-06T09:00:00
President Donald Trump’s regulatory rollback will include an FSOC review of financial rules and a review of the Labor Department’s “fiduciary duty” rule that could ultimately lead to its demise. Joe Mont explores.
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2017-06-27T09:30:00Z By Joe Mont
While the Labor Department and SEC are headed for a showdown over a fiduciary duty rule, another player has entered the mix: the CFP Board.
2017-05-16T09:15:00Z By Joe Mont
Free-market advocates are gaining traction to overturn the Obama administration’s rule that places additional responsibilities upon financial services representatives.
2017-02-07T22:15:00Z By Joe Mont
No, President Trump didn’t just kill the fiduciary rule and dismantle Dodd-Frank. Recent executive orders have set the stage for something far more complex and far-reaching. Joe Mont investigates.
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