- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Thanks to the work of CFO Richard Wallace and an enterprise-wide effort to build a world-league compliance program, the Options Clearing Corp. doesn’t strive to just meet current regulatory requirements, it lives by a set of internal expectations that exceeds the mandatory.
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Experian, the credit reporting giant, let compliance slide when it came to addressing consumer complaints about incorrect data, the Consumer Financial Protection Bureau said in a lawsuit against the credit agency.
The Goldman Sachs Group announced the appointment of Alex Golten as chief risk officer of the firm.
Stratus Financial announced the appointment of Sajal Agarwal as the company’s new chief risk officer.
