All articles by Tom Fox – Page 19

  • Blog

    Hosted hunting trips in Sweden and Texas

    2017-01-30T10:45:00Z

    Tom Fox explores the ethical implications of hosted hunting trips and specifically the case of Fredrik Lundberg, chairman of Sweden-based Industrivarden, and Anders Borg, the former finance minister of that country, who was given just such a trip by Lundberg.

  • Blog

    VW: Fraud at the top?

    2017-01-30T09:30:00Z

    More bad news for Volkswagen, as German authorities have expanded their investigation to 37 individuals from 21, including former CEO Martin Winterkorn. Tom Fox reports.

  • Blog

    The optics couldn’t be worse—VW departs its CCO

    2017-01-27T08:30:00Z

    Barely a year after Christine Hohmann-Dennhardt took the position of head of compliance at Volkswagen, she is leaving the company. The Man From FCPA Tom Fox reports.

  • Blog

    China continues to be a source for FCPA violations

    2017-01-24T16:45:00Z

    An astounding 16 corporate FCPA enforcement actions in 2016 were derived from China, leading The Man From FCPA Tom Fox to explore how to tackle business relationships with the complex country.

  • Blog

    Anything of value really means anything

    2017-01-24T15:00:00Z

    Tom Fox explores recent cases that fall under the FCPA “anything of value” standard, including JPMorgan Chase, Rolls-Royce, VimpelCom, and Qualcomm.

  • Blog

    How General Cable’s FCPA mess looks to the past and the future

    2017-01-18T14:45:00Z

    General Cable’s sprawling FCPA enforcement action seemed to go everywhere at once. Tom Fox explains.

  • Blog

    Wither the attorney-client privilege?

    2017-01-17T12:15:00Z

    Attorney-client privilege is once again under siege, writes Tom Fox—this time in a lawsuit being brought by the former general counsel of Bio-Rad, Sanford Wadler, who is suing his former employer for wrongful termination.

  • Blog

    Disparaging a speak-up culture

    2017-01-16T09:45:00Z

    Tom Fox explores the recent case of JPMorgan Chase when an employee’s former manager added material to a terminated employee’s file post termination to beef up the excuses for the termination. Not a good sign, says Fox, and possibly a sign of an ineffective compliance program.

  • Blog

    Next in line for regulatory troubles, Fiat?

    2017-01-16T09:15:00Z

    Fiat, which was recently flagged by the EPA for pollution violations, could be a reminder to companies to scour the news for details on any regulatory investigations of their peers and perhaps to begin scrutinizing their own books and records, says The Man From FCPA Tom Fox.

  • Blog

    On the death of the ‘rogue engineer’

    2017-01-13T09:00:00Z

    For The Man from FCPA Tom Fox, the most interesting thing about the Volkswagen indictments were not that ‘rogue engineers’ were charged but that executives who participated in the cover-up were indicted.

  • Blog

    Banks and bankers on front line of AML fight

    2017-01-11T08:45:00Z

    The first foreigner, Jens Sturzenegger, a former branch manager at Falcon Private Bank in Singapore, was recently convicted in the 1MDB scandal. Tom Fox reports.

  • Blog

    Second VW exec arrested: those pesky e-mails

    2017-01-09T16:15:00Z

    As the recent arrest of another VW executive (this time in the United States) unfolds, The Man From FCPA Tom Fox ponders whether VW will actively assist U.S. law enforcement authorities in performing a substantive internal investigation.

  • Blog

    The Odebrecht enforcement action—the aftershocks

    2017-01-05T09:00:00Z

    Have you been doing business with corruption-plagued Odebrecht? Better conduct a thorough internal investigation to ascertain if there are any red flags indicating suspicious payments, writes Tom Fox.

  • Blog

    Technology, compliance, and the breakdown of corporate silos

    2017-01-05T08:30:00Z

    The Man From FCPA Tom Fox explores the recent Foreign Corrupt Practices Act enforcement action involving General Cable Corp. and its implications for a technology-driven compliance world.

  • Blog

    Michael Lewis’ ‘The Undoing Project’ and compliance

    2017-01-04T21:15:00Z

    The Man From FCPA Tom Fox offers his take on the most recent Michael Lewis book, “The Undoing Project, A Friendship That Changed Our Minds,” which—Fox says—“should be studied by every compliance professional for its insights into how the human mind works.”

  • Blog

    Odebrecht-US leads a massive global corruption settlement

    2016-12-23T15:45:00Z

    The Odebrecht and Braskem global corruption settlements portend a new level of international cooperation in both investigation and enforcement.

  • Blog

    When the regulators fail

    2016-12-20T08:30:00Z

    Tom Fox looks at an untapped area of concern with the Volkswagen emissions scandal: Why did no EU regulator catch on earlier?

  • Blog

    Study shows effects of whistleblowers on enforcement

    2016-12-18T19:00:00Z

    The Man From FCPA Tom Fox explores a recent academic study that found a link between information provided by whistleblowers and “heightened enforcement outcomes.”

  • Blog

    The routineness of non-compliant conduct

    2016-12-18T19:00:00Z

    Tom Fox explores a new book entitled “Why They Do It” from Eugene Soltes, the Jakurski Family Associate Professor of Business Administration at Harvard Business School, which shows a certain “mundaneness” to white-collar crime.