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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2015-05-29T11:15:00
A slew of business groups, from the Center for Audit Quality to the U.S. Chamber of Commerce and others, have voiced their collective opinion on how the SEC can improve the EDGAR filing process. Their top recommendations were search improvements and the ability to download data in multiple formats. See ...
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2015-06-09T10:00:00Z By Joe Mont
Image: In a way, the person who submitted false filings to the SEC last month proposing a fictional takeover of Avon Products did the corporate filing community a favor: He reminded everyone how bad the SEC’s EDGAR filing database can be. Ideas to modernize EDGAR are many; ability to achieve ...
2024-07-19T16:20:00Z By Aaron Nicodemus
A whistleblower will be paid $37 million by the Securities and Exchange Commission for providing original, credible information that led to a successful enforcement action.
2024-07-18T14:27:00Z By Adrianne Appel
Nearly three-quarters of compliance professionals at investment firms have made testing for off-channel and electronic communications surveillance a top priority in mock exams, according to a new poll, with more than half calling it the “hottest” topic of discussion.
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