This Proxy Season, Excluding Shareholder Proposals Gets Trickier

By Arielle Bikard2011-03-08T00:00:00

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Proxy Exclusions: When Close Isn't Close Enough

2011-03-15T00:00:00Z By Arielle Bikard
News Brief
OCC orders Bank of America to shore up BSA/AML, sanctions compliance programs

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Bank of America avoided a monetary penalty in agreeing to settle charges with the Treasury Department’s Office of the Comptroller of the Currency but was ordered to shore up previously disclosed deficiencies in its Bank Secrecy Act/anti-money laundering (BSA/AML) and sanctions compliance programs.
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JPMorgan Chase, Wells Fargo Bank, Bank of America, and the company behind online money transfer app Zelle were sued by the Consumer Financial Protection Bureau for allegedly failing to safeguard Zelle’s network and causing customers to lose $870 million, the CFPB alleged.