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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-01-20T10:30:00
After many months of debate, President Obama finally signed the Cyber-Security Information Sharing Act into law. The question businesses are asking: In practical terms, is it good news or yet another cyber-security-triggered migraine? While concerns abound, notably around privacy issues, companies may still find plenty to appreciate in the legislation ...
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2017-04-25T12:30:00Z By Jaclyn Jaeger
PwC’s sixth annual “Risk in Review” survey spells out the many ways in which firms that place risk accountability with business units enjoy greater risk management overall.
2024-07-19T16:20:00Z By Aaron Nicodemus
A whistleblower will be paid $37 million by the Securities and Exchange Commission for providing original, credible information that led to a successful enforcement action.
2024-07-18T14:27:00Z By Adrianne Appel
Nearly three-quarters of compliance professionals at investment firms have made testing for off-channel and electronic communications surveillance a top priority in mock exams, according to a new poll, with more than half calling it the “hottest” topic of discussion.
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