- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By John Reed Stark2016-01-12T10:30:00
The Securities and Exchange Commission has broad subpoena powers that this dedicated corps of highly credentialed professionals—inspired by a noble sense of mission, and rich with a long history of investor advocacy—tries to use in the best way possible. But when it comes to issuing subpoenas for electronic storage devices, ...
2016-10-12T11:15:00Z By David Bogoslaw
Living up to various e-Discovery requirements from different states and regulatory agencies means a comprehensive compliance digital record overhaul. David Bogoslaw reports.
2025-07-07T17:15:00Z By Oscar Gonzalez
SEC Chair Paul Atkins pointed to the growth of tokenized shares as a key development reshaping private markets, suggesting the agency is preparing to update its rules to keep pace with new forms of digital asset trading and settlement.
2025-07-03T15:51:00Z By Ruth Prickett
The EU’s new strategy aims to boost SME growth and cut market barriers, but businesses doubt reforms will happen, and consumer groups fear weaker data protections.
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