All Technology articles – Page 41
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Article
Is artificial intelligence ready for financial compliance?
“Artificial intelligence” and “machine learning” are red-hot compliance buzzwords, but what do they really mean? And how can you actually incorporate them into your compliance program?
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Resource
Changing Expectations for Compliance Training
library and an expert instructional design team focused on custom courseware. If you still think a check-the-box approach is right for you, download this whitepaper.
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Resource
Cyber Pulse Check aggregate report
Pulse Check is available in both off-the-shelf and custom diagnostics to help you quickly measure your employee’s grasp on topics ranging from Culture of Compliance to Anti-Corruption to Cybersecurity. Download a Pulse Check aggregate report to see the rich insight this diagnostic can provide.
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Article
U.K. considering proposals to enforce better cyber-security
As the U.K. tries to get businesses to protect themselves better against cyber-risk, recently proposed rules all have significant compliance implications.
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Article
How electronic trading strengthens execution in the muni market
As electronic trading becomes more commonplace, especially in the municipal bonds market, there are plenty of compliance benefits to be had.
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Article
Biometrics, cash, and the end of money laundering as we know it?
As the technology to facilitate cashless transactions becomes more widespread, it can play an important role in know-your-customer and anti-money laundering efforts.
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Article
Getting ready for SEC cyber-security tests
The SEC is testing investment firms for cyber-security readiness. Preparing for it is a marathon, not a sprint.
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Article
Transforming information gatherers into information analyzers
The case for automating simpler data-driven aspects of compliance makes itself, but don’t forget how automation can further empower human CCOs, too.
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Resource
Harnessing data and analytics to transform compliance
This paper sets forth five key areas that CCOs can utilize as they chart a course for more robust, and predictive, D&A capabilities. The viewpoints presented in this paper leverage the experience and insights of KPMG LLP’s (KPMG) compliance professionals and our top-rated D&A practice.
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Resource
Pulse Anti-Corruption aggregate data report
True Office Learning’s (formerly NYSE Governance Services) adaptive technology, Pulse, allows you to extract advanced behavioral data from your compliance training, empowering you to benchmark and analyze your program. Learn how.
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Blog
Compliance in the 21st Century: Welcome to ComTech
Automation and artificial intelligence stand to increase efficiency in compliance by a quantum leap. But human compliance officers still have a role to play … if they prepare for it now.
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Resource
Social Anxiety: Understanding FTC Compliance Risks in Sponsored Posts and Native Ads
Social media compliance is a big job, and it can be difficult to handle every detail yourself. Ensuring compliance requires knowledge, following procedures, and constant monitoring. Especially now that the Federal Trade Commission (FTC) is really cracking down on businesses staying compliant on social media.
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Article
Artificial intelligence and the financial services sector
Across financial services, the allure of greater compliance efficiency at markedly lower cost makes investing in regulatory technology an easy sell.
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ArticleBrian Beeghly: The change agent
Brian Beeghly uses his experience in building better ethics and compliance programs to create technology solutions that could be at the forefront of changing the discipline of compliance itself.
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Blog
ACA Technology Solutions releases ComplianceAlpha
ACA Technology Solutions, a provider of investment management and regulatory technology solutions, announced the official release of ComplianceAlpha, a comprehensive, cloud-based platform designed to assist chief compliance officers with managing their compliance program tasks and activities.
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Blog
BasisCode Compliance forms compliance advisory council
BasisCode Compliance, a provider of regulatory compliance software solutions, has formed an advisory council of leading compliance consulting firms to provide industry input in the continuing development of its compliance software platform.
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Blog
Global Governance redefines corporate governance best practice
Global Governance, a global professional advisory firm, announced the launch of its technology arm, Global Governance Software, and Stakeholder Capital Management Platform (SCMP) technology.
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Blog
SAS helps banks comply with IFRS 9 accounting standards
Shifting regulatory compliance and financial standards create an urgent need for banks to dismantle barriers between finance and risk departments. SAS Expected Credit Loss is a new solution that’s helping them succeed.
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Article
Social media compliance is growing up, with new tools, challenges
As the financial services industry embraces social media, its compliance officers need new tools to make sure nothing slips through the cracks. Tim Sprinkle explains.
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Blog
DDIQ automated due diligence solution built for ISO 37001
OutsideIQ’s DDIQ corporate due diligence product has been launched specifically to help businesses meet the guidelines of the new International Organization for Standardization (ISO) anti-bribery standard, ISO 37001.