- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2018-09-12T15:15:00
For years, a battle over the place of guidance in the regulatory world has been hotly debated. Now, there may be some clarity.
2018-09-13T15:45:00Z By Joe Mont
Reacting, in part, to a recent statement by banking regulators regarding the role of guidance in their regulatory regimes, SEC Chairman Jay Clayton has clarified his own views on the topic.
2025-07-07T19:02:00Z By Aaron Nicodemus
The Consumer Financial Protection Bureau has dropped a $95 million enforcement action against Navy Federal Credit Union, the latest regulatory pullback by the agency under President Donald Trump.
2025-07-07T17:45:00Z By Neil Hodge
The UK’s financial regulator has had a rough ride over the past couple of years as its strategy to “name and shame” firms it opened investigations into was widely slammed by the industry and lawmakers over concerns that companies could be unfairly maligned.
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