- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2018-09-12T15:15:00
For years, a battle over the place of guidance in the regulatory world has been hotly debated. Now, there may be some clarity.
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2018-09-13T15:45:00Z By Joe Mont
Reacting, in part, to a recent statement by banking regulators regarding the role of guidance in their regulatory regimes, SEC Chairman Jay Clayton has clarified his own views on the topic.
2025-03-27T13:11:00Z By Jeff Dale
The U.K. Financial Reporting Council issued penalties against PwC and a former auditor over deficiencies on work related to the 2019 financial statements of now shuttered Wyelands Bank.
2025-03-27T12:49:00Z By Aaron Nicodemus
Yet another government contractor has been slapped with a fine by the Department of Justice for applying lax cybersecurity defenses on sensitive government data.
Site powered by Webvision Cloud