- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Aaron Nicodemus2023-11-30T16:00:00
Addressing employee use of off-channel communications for conducting business was clearly on the minds of compliance officers who responded to Compliance Week’s “Inside the Mind of the CCO” survey, but their confidence in their related policies and procedures was surprisingly weak.
Of the 244 practitioners who responded when asked whether their firm has policies and procedures in place governing employee use of off-channel communications channels like WhatsApp, Slack, Signal, and WeChat, as well as texts and personal emails, for business purposes, 64 percent said yes. The survey received a total of 322 responses.
Twenty percent responded they do not have such policies in place, while 16 percent said they were currently drafting new policies amid increased regulatory scrutiny.
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2023-12-11T17:42:00Z By Aaron Nicodemus
As if creating policies and procedures to handle employee use of off-channel communications is not difficult enough, ephemeral messaging platforms can make it even more difficult to recover messages in transit.
2023-11-17T21:58:00Z By Aaron Nicodemus
The new messaging on use off-channel communications for business should be clear: What was done before is no more. It cannot continue. The stakes are too high.
2023-11-16T17:00:00Z By Aaron Nicodemus
Establishing a set of policies and procedures to prevent employee use of nonauthorized electronic communications to conduct business is relatively straightforward. The hard part is monitoring compliance.
2025-03-11T20:33:00Z Provided by GAN Integrity
This is a Compliance Week Survey, sponsored by GAN Integrity. It is completely anonymous and designed to help benchmark the state of third-party due diligence. Results will be shared by Compliance Week and GAN Integrity in the form of a benchmark report.
2025-02-05T18:56:00Z By Aaron Nicodemus
Managing the unrelenting pace and increasing complexity of regulations is the top concern among compliance professionals, according to a recent survey by Compliance Week and Resolver.
2024-12-16T19:23:00Z By Adrianne Appel
The majority of businesses are using AI and doing so without governance–a compliance gap that poses extreme risks, a new survey by Compliance Week and GAN Integrity found. A webinar will discuss why it is crucial to have AI governance, how to implement it, and what strategies to strengthen programs. ...
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