- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
More than half of large financial services firms with more than $40 billion in assets expect to invest at least $200 million—and some as much as $500 million—on projects to overhaul how they do business and address global structural reform regulations this year, according to a survey from global consultancy ...
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The Supreme Court rejected a claim that the Consumer Financial Protection Bureau’s funding mechanism is unconstitutional, removing a legal challenge that had the potential to overturn all the agency’s regulations and enforcement actions.
Federal regulators adopted a notice of proposed rulemaking on incentive-based compensation requiring large banks to make their executive compensation arrangements “more sensitive to risk.”
Large hedge fund advisers will be required to disclose more information on their investment strategies, investment exposure, operations, and more as part of a rule change jointly adopted by the Securities and Exchange Commission and Commodity Futures Trading Commission.
