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“For tracking litigation, enforcement, and regulatory developments, Compliance Week
should be your prime source.”- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Supreme Court weighs in on SEC's whistleblower program
The Supreme Court this week placed limitations on the SEC's whistleblower program. "To sue under Dodd-Frank’s anti-retaliation provision, a person must first 'provide information relating to a violation of the securities laws to the Commission,'” wrote Justice Ruth Bader Ginsburg.
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We will discuss the critical role whistleblowers play in law enforcement, and how the DOJ has structured its program to incentivize people to come forward.
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News BriefCFTC cites ‘unreasonably delayed reporting’ for unevenly split $4M whistleblower award
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