- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
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Exception requests are often a thorn in the side of policy managers, and yet they are unavoidable for most.
The archive a firm selects can make or break their compliance strategy yet selecting an archive that meets your firm’s needs can be daunting. It is nearly impossible to identify the differences between vendors at first glance.
Meta disclosed in a public filing that an investigation by the Consumer Financial Protection Bureau related to financial product advertising on platforms Instagram and WhatsApp may lead to a lawsuit.
