By Joe Mont2014-10-29T14:00:00
Oct. 29—A new study finds that a select group of professional investors gets an advance look at soon-to-be-public filings with the Securities and Exchange Commission. Researchers found that a small group of subscribers who pay SEC-selected vendors for data feeds, among them hedge funds and high-frequency traders, receive access ...
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2026-02-03T22:57:00Z By Adrianne Appel
Three former executives at Archer-Daniels-Midland intentionally misled investors by inflating the performance of the company’s Nutrition unit, the U.S. Securities and Exchange Commission has alleged.
2026-01-28T18:21:00Z By Jaclyn Jaeger
The Securities and Exchange Commission has closed its Foreign Corrupt Practices Act investigation into Calavo Growers, three months after the Department of Justice closed its FCPA investigation into the produce and agriculture company.
2026-01-13T20:05:00Z By Adrianne Appel
The U.S. Securities and Exchange Commission dropped its case against Rio Tinto’s former chief financial officer, who has battled charges for eight years.
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