- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-05-27T11:00:00
With an SEC rule enabling equity crowdfunding now in effect, and portals to facilitate that process under review, the North American Securities Administrators Association has announced a proposed model rule and uniform notice filing form for federal crowdfunding offerings. Joe Mont reports.
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2017-03-07T12:15:00Z By Joe Mont
Crowdfunding is a revolutionary tool for capital formation. Dealing with its risks may provide a catalyst for fresh thinking about investor protections.
2019-04-15T20:51:00Z By Joe Mont
The Trump administration is trying a new strategy to seize control over independent agencies’ rulemaking processes and the guidance they issue.
2019-04-10T20:14:00Z By Joe Mont
The Federal Reserve Board is seeking public comments on a regulatory framework that would more closely match the rules for foreign banks with the risks they pose to the U.S. financial system.
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