- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
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Amassing terabytes of data is easy; for most businesses, managing those valuable—and sometimes very risky—assets is the hard part. A successful data governance initiative, experts say, isn’t a project you can hand off to the IT department or solve with a software purchase. Compliance, audit, and risk executives all need ...
A bank examiner and senior manager at the Federal Reserve Bank of Richmond pled guilty to insider trading after allegedly misappropriating confidential information on seven banks to make profitable trades.
New York-based investment firm Drexel Hamilton will pay more than $1.1 million in penalties, with four current and former employees paying fines as well over committing hundreds of violations of rules regarding the sale of municipal bonds.
