SOX May Not Be Having Impact On Class Action Filings

By Compliance Week2004-02-10T00:00:00

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Shareholder Lawsuits Drop In '05, But Will It Last?

2006-01-17T00:00:00Z By Stephen Taub
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Individual Trading Plans Can Help Defend Securities Fraud Claims

2004-07-07T00:00:00Z By Roberts and Nicholas Porritt Lyle
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Assessing the impact of the DOJ’s monitorship policy six months in

2025-10-23T20:36:00Z By Jaclyn Jaeger

It has been nearly six months now since the Department of Justice’s (DOJ) Criminal Division released its memorandum on the selection of compliance monitors. This article provides a critical analysis of the monitorships that received early terminations, those that remain in place, and the broader compliance lessons they impart.