- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Provided by 
ProcessUnity2017-10-31T12:00:00
With third-party risk automation, you can easily and efficiently minimize the risk to your valuable intellectual property and sensitive customer data, while also meeting the increasingly stringent regulatory requirements of your industry. Watch the video demonstration to learn more about ProcessUnity Vendor Cloud.
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The Financial Industry Regulatory Authority fined broker-dealer Morgan Stanley $1 million over alleged documentation failures related to risk management controls and supervisory procedures involving violations of the Market Access Rule.
Meta disclosed in a public filing that an investigation by the Consumer Financial Protection Bureau related to financial product advertising on platforms Instagram and WhatsApp may lead to a lawsuit.
Fund management company WisdomTree will pay $4 million to settle allegations by the Securities and Exchange Commission that it improperly invested in fossil fuel and tobacco companies in environmental, social and governance (ESG) funds despite promising to avoid them.
In the market for a software solution to help manage your third-party risk? Check out our collection of video demos from nearly a dozen of the top vendors in the space.
As a financial expert, you know full well that data integrity is essential. A single mistake has the potential to harm your company’s reputation, revenue, and business insights.
Resolvr is an expense allocation, invoice management, and compliance tool with dynamic expense apportionment.
