- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Tom Fox2017-06-04T16:15:00
The Man From FCPA explores the question of whether a compliance professional benefits more from a humanities-based education or a business school-based education.
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2017-07-18T14:15:00Z By Jeff Kelly
Compliance training often can be hard to sell internally. But a training program that focuses on four cardinal virtues not only can gain traction, but can deliver value to the enterprise.
2025-04-17T12:00:00Z By Aly McDevitt
Tom Hardin paid the price for crossing legal and ethical lines as a financial analyst accused of insider trading in one of the most notorious Wall Street scandals. Now he’s on a mission to save businesses from themselves. A keynote speaker at Compliance Week National, he built a second career ...
2025-03-12T16:01:00Z By Adrianne Appel
Two executives at New York-based Momentum Advisors, including the firm’s chief compliance officer, allegedly misappropriated more than $220,000, the Securities and Exchange Commission said.
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