- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
With Vice President Mike Pence breaking a 50-50 vote tie, the Senate has quashed the CFPB’s controversial ban on the mandatory arbitration clauses widely used by financial services firms.
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SEC Chairman Jay Clayton has floated the idea of mandatory shareholder arbitration, raising issues about agency enforcement and investor protection.
During a panel at Compliance Week’s Financial Crimes and Regulatory Compliance Summit, held June 10-11 in New York, experts discussed nuances in bank-financial technology partnerships, offering best practices for how banks should protect themselves.
The Consumer Financial Protection Bureau passed a new rule requiring nonbank financial companies to register consumer protection orders filed against them by other federal agencies, courts, or states.
