- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Sen. Tammy Duckworth (D-Ill.) is asking the FBI to launch an investigation into "potential violations of federal law" by Carl Icahn, a billionaire investor and former adviser to President Trump on regulatory matters. Icahn is accused of conflicts of interest connected to that advisory role.
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The Environmental Protection Agency is increasing its inspections of public drinking water systems after finding a majority of those reviewed were vulnerable to cyberattacks and related threats.
Wilmington Trust Investment Management agreed to pay more than $1.3 million to settle charges by the Securities and Exchange Commission it failed to disclose conflicts of interest and breached its fiduciary duty to clients.
HSBC Securities (USA) agreed to pay $2 million as part of a settlement with the Financial Industry Regulatory Authority addressing alleged inaccurate disclosures related to conflicts of interest.
