- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-08-01T10:15:00
Developed as a database to monitor markets and prevent flash crashes, the SEC’s consolidated audit trail has a big, new roadblock.
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2017-09-26T10:15:00Z By Joe Mont
A breach disclosure by the SEC does the agency no favors as it prepares to dig deep into data troves for market surveillance.
2025-04-02T18:50:00Z By Aaron Nicodemus
The Securities and Exchange Commission (SEC)’s pivot in favor of crypto took another step as the agency indicated it wants to resolve a long-standing lawsuit against the crypto exchange Gemini.
2025-03-28T18:45:00Z By Aaron Nicodemus
The Securities and Exchange Commission’s Republican leadership is abandoning the climate-related disclosure rule package passed last year by Democrats, hoping that the courts will kill regulations already on life support.
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