- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
In a speech this week, SEC Enforcement Director Andrew Ceresney addressed the role that the attorneys representing informants can play in the process, including managing expectations, producing corroborating materials, and helping to ensure post-enforcement confidentiality. Joe Mont has more.
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The Department of Justice received more than 200 whistleblower tips since it launched its long-awaited Corporate Whistleblower Awards (CWA) Pilot Program on Aug. 1, according to the program’s Acting Director Patrick Gushue in a Compliance Week exclusive.
“Unreasonably delayed reporting” cost one of two claimants whom will unevenly split a $4 million whistleblower award from the Commodity Futures Trading Commission for providing information that led to a successful enforcement action.
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