- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
The SEC says it knows who was behind fake tender offers posted to its EDGAR database and is suing the Bulgarian man it claims is responsible. On June 4, the Commission filed a complaint in U.S. District Court against Nedko Nedev and firms he was associated with. He allegedly masterminded ...
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Fake news, in the eyes of the SEC, isn’t just a problem during election year. Over several decades, stock price manipulations have been predicated on rumors and hoaxes.
Image: In a way, the person who submitted false filings to the SEC last month proposing a fictional takeover of Avon Products did the corporate filing community a favor: He reminded everyone how bad the SEC’s EDGAR filing database can be. Ideas to modernize EDGAR are many; ability to achieve ...
Experian, the credit reporting giant, let compliance slide when it came to addressing consumer complaints about incorrect data, the Consumer Financial Protection Bureau said in a lawsuit against the credit agency.
