- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
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A breach disclosure by the SEC does the agency no favors as it prepares to dig deep into data troves for market surveillance.
Developed as a database to monitor markets and prevent flash crashes, the SEC’s consolidated audit trail has a big, new roadblock.
The SEC’s Consolidated Audit Trail initiative, which will give regulators a means to efficiently track all trades in real time, has moved one giant step closer to reality with a call for public comments. But what will its final form look like? Joe Mont offers a closer look.
