- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Another byproduct of life in the cyber-security age: The SEC is redefining insider trading to focus more on improper trading, even if you are a thief mining a company for inside information without actually working there. The misconduct—called, yes, “outsider trading”—seems to be an SEC-enforceable offense so far, and it ...
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Margaret Holmes Tibbets, chief compliance officer at financial technology company Pipe, explains how firms are facing an existential compliance crisis, and to survive they’ll need to overcome not one but two hurdles.
Popular children’s mobile game developer Tilting Point Media agreed to pay $500,000 to settle allegations the company illegally collected children’s personal data, a violation under the California Consumer Privacy Act and a federal children’s privacy law.
Facial recognition company Clearview AI reached a preliminary settlement in a class action lawsuit alleging it violated the Illinois Biometric Privacy Act, with the company agreeing to compensate victims with stake in the company.
