SEC Proposes New Disclosures for Investment Companies

The SEC has proposed new rules and forms to modernize reporting for mutual funds, ETFs, and other registered investment companies. A new monthly portfolio reporting requirement, Form N-PORT, would require registered funds, other than money market funds, to provide portfolio-wide and position-level holdings data to the SEC. Details inside.

lock iconTHIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.