- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-06-27T09:30:00
While the Labor Department and SEC are headed for a showdown over a fiduciary duty rule, another player has entered the mix: the CFP Board.
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2018-04-24T11:00:00Z By Joe Mont
With the apparent demise of the Labor Department’s fiduciary rule, the SEC has stepped in to fill the void. Will the proposed Regulation Best Interest aid investors?
2018-03-20T09:15:00Z By Joe Mont
The Labor Department’s regulatory soap opera is facing another cliffhanger and an appeals court opinion that vacates it. But the story is far from over.
2018-01-09T09:30:00Z By Joe Mont
The public comment process behind regulatory rulemaking has become corrupted. Can it be fixed?
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