- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Under new SEC rules that take effect on May 16, companies will be permitted to offer and sell securities through crowdfunding. To do so, they must file the required disclosures about the offering on a new Form C. Future filers are now able to submit test filings on the new ...
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Crowdfunding is a revolutionary tool for capital formation. Dealing with its risks may provide a catalyst for fresh thinking about investor protections.
It was once an understood fact of life that regulators are reactive, not proactive, when it comes to rulemaking and industry standards. Now, with disruptive technology and sharing services evolving from quaint ideas to multi-billion- dollar enterprises, some are starting to shake off that reputation, albeit cautiously. Joe Mont has ...
Aviation maintenance services provider AAR Corp. will pay nearly $56 million to settle charges that it violated the Foreign Corrupt Practices Act when it paid bribes to government officials in Nepal and South Africa.
