- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
As he prepares to testify before the Senate Banking Committee on March 23, President Trump’s pick to serve as SEC chairman is facing questions about potential conflicts of interest he may face.
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The New York Attorney General’s lawsuit against former President Donald Trump is solely focused on penalizing his business and cohorts, but firms like Mazars and Deutsche Bank don’t come off well from a due diligence perspective.
The Consumer Financial Protection Bureau is likely to revert to its more aggressive, Obama-era version of itself under a Biden administration.
Democratic presidential nominee Joe Biden is no lock to win the presidency on Nov. 3. But it’s worth examining what compliance-related regulatory policies he’d support if he wins.
