- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
The SEC announced today that Enforcement Director Andrew J. Ceresney will leave the agency by the end of this month. Ceresney has served as Enforcement Director (or Co-Director) since joining the SEC in April 2013. Deputy Director Stephanie Avakian will serve as Acting Director upon Ceresney’s departure,.
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Mary Jo White, former chair of the SEC, is returning to legal practice at Debevoise and will serve as senior chair of the firm. Andrew Ceresney will also rejoin Debevoise after serving under White as the director of the SEC Division of Enforcement. Jaclyn Jaeger has more.
Capital One promised very high interest rates on millions of savings accounts but the bank didn’t deliver, losing customers more than $2 billion, the Consumer Financial Protection Bureau alleged.
Robinhood, a disruptive force in the market for Main Street investors but also a serial offender of securities laws, will pay a total of $45 million to settle numerous violations of SEC rules and regulations by two of its broker-dealers.
