- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2018-06-20T16:00:00
The SEC has published a new plan that details its strategic priorities through Fiscal Year 2022.On the list: improved technology and data analysis and a focus on retail investors.
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2018-06-29T12:30:00Z By Joe Mont
In an effort to improve its whistleblower program and adapt it to recent Supreme Court demands, the SEC has proposed a slate of amendments to the rules that govern the initiative.
2025-04-14T12:00:00Z By Adrianne Appel
Any doubts that the new administration will take a light touch to upcoming cryptocurrency regulation vanished with President Donald Trump’s launch of his own stablecoin and his family’s growing investments in crypto businesses.
2025-04-09T20:52:00Z By Aaron Nicodemus
Some companies doing business in California and New York may soon be required to report the greenhouse gas emissions (GHG) of their operations to state authorities, even as the federal rule for disclosing such emissions is on life support.
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