- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-11-14T13:30:00
The need to balance FinTech innovations with investor protections was the underlying message at a day-long forum held by the Securities and Exchange Commission on Nov. 14. Joe Mont reports.
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2018-08-01T12:00:00Z By Jaclyn Jaeger
In separate developments announced July 31, the U.S. Department of Treasury and the Office of the Comptroller of the Currency paved the way for FinTech firms and other non-banks to more easily compete with traditional banks. Once again, opponents are threatening legal action.
2017-09-19T10:00:00Z By Joe Mont
Many FinTech firms concede that regulation may provide a needed imprint of safety and security. A new plan calls for a singular regulatory point of contact.
2017-03-21T10:00:00Z By Joe Mont
The Office of the Comptroller of the Currency has outlined, in greater detail, what it will take for FinTech firms to be chartered as national banks.
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