SEC Bans Big 4 China Affiliates Over Audit Work Papers

By Tammy Whitehouse2014-01-22T21:58:00

lock icon THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.

Become a Member

News and analysis for the well-informed compliance or audit exec. Select an option and click continue.

Annual Membership $499 Value offer

Full price one year membership with auto-renewal.

Membership $599

One-year only, no auto-renewal.

Access CW Newsletters and CPE webcasts. REGISTER FOR LIMITED FREE ACCESS

Already a Compliance Week member?

Article
Audit Standoff With China Threatens China Subsidiaries, Listings

2014-02-04T00:00:00Z By Tammy Whitehouse
News
Cannabis company dinged by SEC over ‘round-trip’ transfer to inflate year-end cash

2025-01-10T20:14:00Z By Adrianne Appel

A cannabis company agreed to pay $225,000 to settle allegations that funds were temporarily deposited into its year-end accounts for the sole purpose of inflating year-end cash, the Securities and Exchange Commission said.
News Brief
SEC slams WWE founder Vince McMahon for misstatements caused by hush money payments

2025-01-10T18:03:00Z By Jeff Dale

Vince McMahon, the founder and former CEO of WWE, was fined $400,000 and ordered to reimburse the wrestling giant more than $1.3 million to settle charges brought by the Securities and Exchange Commission that he failed to disclose hush money payments he made on behalf of himself and the company.