News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-04-14T09:30:00
The SEC has announced ammendments to JOBS Act-related rulemaking pertaining to crowdfunding, securities offerings, and emerging growth companies. The changes adjust certain thresholds for inflation.
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2018-05-08T11:30:00Z By Joe Mont
SEC Chairman Jay Clayton and relatively new Commissioners Robert Jackson and Hester Peirce are starting to pick their battles and set priorities.
2018-04-10T09:45:00Z By Joe Mont
With more and more successful companies choosing to go public, the SEC is paying closer attention to how they issue employee stock options.
2019-04-15T20:51:00Z By Joe Mont
The Trump administration is trying a new strategy to seize control over independent agencies’ rulemaking processes and the guidance they issue.
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