News and analysis for the well-informed compliance or audit exec.
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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2014-07-01T09:15:00
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2017-01-18T10:30:00Z By Joe Mont
Under Mary Jo White, the SEC greatly expanded its focus on cross-border enforcement, adding risk and compliance challenges for companies wherever they are based. Joe Mont reports.
2016-10-04T16:30:00Z By Joe Mont
The SEC’s new rules for enhanced operational and governance standards for systematically important securities clearing agencies might just save EU banks billions of dollars in capital surcharges. Joe Mont reports.
2014-10-15T13:15:00Z By Joe Mont
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