SEC Adopts Long-Awaited Cross-Border Derivatives Rules

By Joe Mont2014-07-01T09:15:00

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As SEC broadens international enforcement focus, compliance efforts must adapt

2017-01-18T10:30:00Z By Joe Mont

Under Mary Jo White, the SEC greatly expanded its focus on cross-border enforcement, adding risk and compliance challenges for companies wherever they are based. Joe Mont reports.
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New SEC rules for securities clearing agencies may benefit EU banks

2016-10-04T16:30:00Z By Joe Mont

The SEC’s new rules for enhanced operational and governance standards for systematically important securities clearing agencies might just save EU banks billions of dollars in capital surcharges. Joe Mont reports.
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U.S. Regulators Increasingly at Odds With EU on Swaps Rules

2014-10-15T13:15:00Z By Joe Mont