News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2016-12-13T09:00:00
The Supreme Court has turned back the clock on insider-trading law, giving prosecutors renewed leeway despite lingering questions, reports Joe Mont.
THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.
News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2017-02-07T14:45:00Z By Jaclyn Jaeger
There is always a shake-up at the DoJ whenever a new Presidential administration takes over, but exactly what Trump has in store is still a mystery—not a large one, however, writes Jaclyn Jaeger.
2024-11-20T18:15:00Z By Aaron Nicodemus
A bank examiner and senior manager at the Federal Reserve Bank of Richmond pled guilty to insider trading after allegedly misappropriating confidential information on seven banks to make profitable trades.
2024-07-11T18:46:00Z By Aaron Nicodemus
A former Apple attorney who oversaw the company’s compliance with insider trading rules will pay a $1.1 million fine to settle insider trading charges levied by the Securities and Exchange Commission.
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