ROI Management, a fund management company, has appointed David Sharpe as general counsel, effective as of March 9.

Sharpe leads the compliance department and oversees all general legal and regulatory matters.

Prior to joining the company, Sharpe was vice president, legal and chief compliance officer at CI Financial/Assante Wealth Management. Previously, he served as director of investigations at Mutual Fund Dealers Association of Canada. He served as senior vice president and chief compliance officer at Citigroup/Primerica Financial Services, and as chief risk and compliance officer at B2B Trust.